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Regulatory & Compliance Advisory Services

Empowering your journey through complex regulatory landscapes with precision and expertise.

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OUR EXPERTISE

Thot IT Solutions leads the way in compliance and advisory services, specialising in unravelling the legal and regulatory complexities that affect financial institutions and regulated businesses today. Our ethos of excellence is reflected in a deep understanding of the ever-changing regulatory landscape, coupled with an unwavering commitment to delivering solutions that are not just reactive, but proactive in anticipating future challenges.

Drawing on the extensive experience of our team of seasoned experts, we go beyond ensuring compliance to raise your organisation's standards to exceed regulatory expectations. This commitment extends to safeguarding your reputation and maintaining the integrity of your operations, ensuring that you stay ahead in an environment characterised by intense scrutiny and rapid evolution.

Our Core Advisory Services

outsourcing
DORA

In the dynamic world of finance and insurance, navigating outsourcing compliance requires precision and expertise. Thot IT Solutions stands out for its advisory services that masterfully cut through the complexity of CSSF circulars, EBA guidelines and the circulars 21/15 and 22/16 overseen by the Commissariat aux Assurances. Our aim is to take your outsourcing strategies beyond compliance and optimise them for efficiency and resilience. 

In the evolving landscape of the financial sector, DORA (Digital Operational Resilience Act) introduces a comprehensive framework for managing ICT risks, mandating adherence by January 2025. Thot IT Solutions is at the forefront, offering unparalleled advisory services to navigate DORA's complexities. Our aim is to elevate your ICT risk management practices to ensure compliance, efficiency, and resilience.

Key Aspects of Our Outsourcing Compliance Advisory:
Key Aspects of Our DORA Compliance Advisory:
  • Criticality and Target Operating Model Analysis: We deeply analyze each outsourcing relationship to categorize its criticality and assess the target operating model, preparing it for regulatory scrutiny
  • Regulatory Standards Gap Analysis: Our gap analysis pinpoints deviations from regulatory standards, identifying compliance gaps with unmatched accuracy
  • Outsourcing Register and Policy Review: We ensure your outsourcing register and policies are complete and fully aligned with regulatory expectations
  • Targeted Remediation Strategies: Designed to close compliance gaps, our strategies facilitate a swift journey to regulatory alignment
  • Regulatory Filing Preparation: We meticulously prepare your regulatory filings, ensuring they meet all requirements for submission to the competent authority
  • Scope Analysis Using Compliance Profiler: We employ our in-house developed tool to precisely define the scope of DORA applicability for your institution, ensuring a thorough understanding of the regulation's impact on your operations
  • Comprehensive Gap Analysis: Our detailed examination pinpoints deviations from DORA's technical standards, identifying areas for improvement and compliance enhancement
  • In-depth Analysis of ICT Risk Management Practices: We assess your current ICT risk management framework against DORA's requirements, ensuring all aspects of your practices are up to par
  • Remediation Planning and Implementation: We devise and help implement tailored remediation strategies to close any compliance gaps, ensuring your institution's alignment with DORA mandates
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